Financial Regulation News
Financial Regulation
SEC Enforcement Penalties Fall to an 18-Year Low
The SEC collected just $1.1 billion in penalties as enforcement actions fell sharply, raising questions about investor protection under Paul Atkins.
RBI to Meet Bankers, Industry Stakeholders on Nov 12 to Discuss ECL Provisioning Framework
RBI will meet bankers on November 12 to discuss ECL provisioning concerns, as lenders seek flexible rules ahead of the April 2027 rollout.
SEBI Focuses on Resilient Markets and Investor Protection
SEBI Chairman Tuhin Kanta Pandey calls for accessible and efficient capital markets, stronger investor safeguards and simpler fundraising procedures.
Supreme Court Rejects Mahua Moitra’s AIF Disclosure Plea
Supreme Court rejects Mahua Moitra’s plea for public disclosure of AIF and FPI owners, citing the absence of an existing legal or regulatory framework.
Kalshi Supreme Court Battle Could Reshape Prediction Markets
Kalshi's Supreme Court battle over sports contracts could reshape US prediction markets, influence state gambling laws and determine its expansion plans.
Polymarket and Kalshi Expand Political Donations in 2026
Polymarket, Kalshi and their founders have donated at least $5 million to political groups as legal disputes and regulatory scrutiny intensify across the US.
Polymarket and Kalshi Expand Political Donations in 2026
Polymarket, Kalshi and their founders have donated at least $5 million to political groups as state and federal scrutiny of prediction markets intensifies.
Why Bank of America Faces a $1.2 Billion Fine
Bank of America faces a $1.2 billion penalty over anti-money laundering and sanctions compliance failures, with an independent review of past transactions required.